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OUR TEAM

The Penta Wealth Management team is a group of experienced wealth management professionals whose shared mission is to help clients achieve their financial planning goals.
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Jonathan Penta

Senior Wealth Advisor
Founder & Managing Director
CEPA®

Jonathan Penta is a founding member of the Penta Wealth Management and helps a select group of individuals and families understand and answer the great questions of their financial lives. As a Wealth Advisor in the greater Boston area, Jonathan and his team employ a 5-step consultative wealth management process to help address his client’s most pressing financial challenges. He uses this consultative process to gain a detailed understanding of his client’s deepest values and goals and then employs solutions designed to address each client’s unique needs.

Whatever your dreams, you need a framework for making wise decisions about your money that will help enable you to achieve all that is important to you. Jonathan and his team understand that wealth management is more than just the wide range of financial services and solutions. Jonathan has built a team to help address his affluent client’s biggest concerns. Our approach to Wealth Management integrates your financial picture.

Individuals and families work with Jonathan to:

  • Develop and implement a comprehensive wealth management plan.
  • Obtain an independent second opinion from a financial advisor in their community
  • Make educated decisions in today’s uncertain political, economic, and social environment.
  • Integrate their team of advisors and Jonathan’s team to streamline and optimize the financial decision-making process.

Accreditations

  • Certified Exit Planning Advisor, CEPA®

Education

  • Boston College (Carrol School of Management)
  • B.S., Finance

Jonathan and his wife, Paula, live in Wellesley, MA, with their three young children Nicolas, Michael, and Juliana. They enjoy traveling, fitness, skiing, and spending time together as a family. Jonathan is active in his community and enjoys coaching youth soccer.

781.431.2248

Mark H. Fiskio

Founder and Managing Partner of Empirical Asset Management

Mark is founder of Empirical Asset Management and an architect of the Rules Based Investing® philosophy which has been developed in his 30 years in the financial services industry.

Prior to launching EAM, Mark was a Senior Portfolio Manager at Merrill Lynch. As an in-house portfolio manager Mark developed partnership arrangements with more than 190 Merrill Lynch advisors. Prior to joining Merrill Lynch in 2005, Mark spent eleven years at Advest, where he held the title of First Vice President of Investments.

Additionally, Mark held the position of Vice President for the Investment Services Group of Donaldson, Lufkin and Jenrette, an institutional research and trading house where he worked on the sell side servicing institutional clients. Mark began his career at Shearson-Lehman American Express in 1983.

Education

  • B.A. in Economics from Connecticut College

781.431.2223

Anthony Lima

Director of Client Service

In this role, Anthony is responsible for providing exceptional service for all client inquiries and requests. He is also responsible for portfolio rebalances, trade execution and has various other duties related to the operational management of the firm. Prior to joining PWM, he held roles as Vice President of Operations and Client Service and Associate Director of Operations both within the investment management space. He also spent 10 years as Head of Operations for the State Street Global Markets Currency Management Team.
Education
  • B.S. in Economics from Northeastern University
    774.227.8829

Glenn Caldicott

Managing Director at Empirical Asset Management

Glenn A Caldicott, Glenn is the original creator of the investment strategies and processes known as The Insider Portfolio® and Rules Based Investing®. He received his Bachelor of Science degree from Babson College in 1983 graduating with a double major in Finance and Investments. Glenn was a two-sport athlete (Soccer/Hockey). His investment management career began in New York city in 1983 at Providence Capitol where he directly assisted the two Senior Portfolio Managers in managing a $3 Billion bond portfolio. Through the years he gained experience at Moseley, Hallgarten, Estabrook and Weeden, L.F. Rothschild, as well as Advest. In 1994 he formed Caldicott Associates to focus efforts on Rules Based Investing® and managed the models on the Advest platform from 2001 to 2005. From 2006 until 2017 Glenn was a Senior Portfolio Manager at Merrill Lynch where he managed nine Rules Based Investing® portfolios growing assets to over $800 million.

John P. Shreenan

Senior Vice President/Advisor

John oversees EAM business and client development efforts. Prior to joining EAM John was a wealth advisor with Merrill Lynch and TIAA.

John brings a superior skill set from his tenure at Garrett Nagle & Co. where he served as VP, Portfolio Management and Corporate Development Officer.

Accreditations

  • Registered Investment Advisor (RIA)
  • Fully licensed in Life and Health Insurance

Education

  • BS in Marketing and Finance from Bentley University

781.347.2222 ext. 116

Schedule a Consultation with the PWM Team

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Penta Wealth Management

info@pentawm.com | 57 River Street, Suite 301, Wellesley, MA 02481

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© 2024 Penta Wealth Management

Investment and advisory services are provided by Empirical Asset Management, headquartered at 57 River Street, Suite 301, Wellesley, MA 02481.

Investments Held with Charles Schwab & Co.

Penta Wealth Management is proud to announce that we have been named as one of the Top Wealth Management Services Providers of 2023 by Banking CIO Outlook. The list recognizes the top firms who are at the forefront of delivering wealth management services and was determined using market research focused on peer/client recommendations and best practices. We are honored by this acknowledgment and proud of our team’s commitment to excellence.

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