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Wealth Management & Financial Planning Services

Our team builds long lasting relationships by coordinating all your professional advisors into one perspective focused on you and your priorities. In addition, we have built strong relationships with a wide array of experts, both inside and outside of Penta Wealth Management.

Redefining Wealth Management

With Penta Wealth Management, you benefit from a cutting-edge team with a clear, comprehensive vision of wealth management.

Wealth Management = IC (Investment Consulting) + AP (Advanced Planning) + RM (Relationship Management)

Investment Consulting

Management of all investment elements to maximize the probability of clients achieving what is important to them

  • Portfolio performance
    analysis
  •  Risk evaluation
  •  Asset allocation
  •  Manager due diligence and
    selection
  •  Assessment of cost impact
  •  Assessment of tax impact

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Advanced Planning

  • Wealth enhancement
    ▪ Tax mitigation
    ▪ Liability management
    ▪ Cash flow planning
  •  Wealth transfer, inside or
    outside your family
  •  Wealth protection
    ▪ risk mitigation
    ▪ legal structures
    ▪ Insurance consulting
  •  Charitable giving

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Relationship Management

  • Client relationship
    management
  •  Expert team relationship
    management
  •  Team of carefully selected
    professionals, each with a
    high knowledge and
    expertise in key financial
    areas, such as legal, tax,
    and risk management
  •  Collaboration with any
    advisors you wish to retain

Advanced Financial Planning

Delivering advanced planning: wealth management core areas

Insurance and Liability Management

  • Goal protection
  • Life insurance
  • Long term care income protection
  • Disability insurance
  • Business overhead insurance

Family Needs Planning

  • Comprehensive financial planning
  • Education planning
  • Special needs child assessment and planning
  • Planning for support of aging parents

Business Succession Planning

  • Goal protection
  • Life insurance
  • Long term care income protection
  • Disability insurance
  • Business overhead insurance

Estate Planning

  • Wills
  • Durable power of attorney (POA) for healthcare / POA-living will
  • Trusts
  • Gifting

Executive Compensation

  • Concentrated stock services (monetizing, hedging)
  • Stock option strategies
  • Restricted securities (Liquidation and risk management alternatives)
  • Estate and financial planning (Particular to executive compensation management)

Executive Compensation

  • Retirement Planning
  • Lifestyle review
  • Risk review
  • Pension and/or Social Security benefit analysis
  • Retirement account assessment
  • Retirement income plan
  • Beneficiary review

Credit and Lending

  • Home Loans
  • Securities-based lending
  • Personal credit management
  • Charitable giving
  • Asset titling
  • Estate tax funding
  • Family dynamic/family meeting

Comprehensive Advice and Guidance

With our firm’s global reach and capabilities, we have access to the resources and expertise to meet the full range of needs for families, employees, and entities and unify all aspects of your financial life with a cohesive plan.
Wealth Planning Services
  • Wealth transfer planning
  • Tax minimization strategies
  • Philanthropic and Succession planning
  • Retirement consulting services for individuals and corporations
Trust and Estate Services
  • Trust Company of Delaware, a nationally-charted trust company
  • Trust Administration
  • Estate planning and settlement
Financial Planning
  • Financial Goal Analysis
  • Preferred Planning
  • Private Planning
Corporate Executive Services
  • Single stock risk management
  • Restricted stock/rule 144 transactions
  • 10b5-1 trading programs
  • Stock option financing and planning
Banking Services
  • Fully integrated cash management
  • Checking and card program
  • Business services
  • Online access
Liability Management
  • Customized financing
  • Credit Lines
  • Mortgages
  • Margin financing

Private Wealth Management

  • Concentrated Stock Services
  • Cash Flow Planning
  • Foundations/Philanthropy Strategies
  • Succession Planning
  • Multi-Currency
  • Letters of Credit
  • OTC Solutions (Swaps, Forwards, Options)
  • Private Briefing & Financial Planning
  • Precious Metals Capabilities
  • Tax Minimization Strategies
  • Trust and Estate Planning
  • Asset Allocation
  • Retirement Planning
  • Insurance and Disability Planning
  • Education Planning
  • Banking Services

Corporate Services

  • Corporate Cash Management
  • Retirement Plans–Pension & 401K Solutions
  • Profit Sharing Plans
  • Executive Non-Qualified Compensation Plans
  • Employee Stock Ownership Plans (ESOP) –Employee
  • Stock Option Services (CEFS)
  • Directed Share Programs
  • Middle Market Equity Products (IEG)
  • Fixed Income Services (RIS)
  • Employee Education Offerings
  • 529 Plans/Coverdell
  • Institutional Consulting
  • 10b5-1 Plans
  • Corporate-Sponsored Financial Planning

Investment Banking/M&E

  • Corporate and Structured Lending
  • Risk Management and Advisory Strategies
  • Pension Fund Advisory Services
  • Global Syndicated FinanceGlobal Syndicated Finance
  • Third Party Referrals
  • Mergers and Acquisitions (M&A)
  • Restructuring
  • IPO
  • Follow-on Offerings
  • Equity Strategies
  • Leveraged or Management Buyouts (LBO/MBO)
  • Private Equity Fundraising
  • Fixed Income, Currency & Commodity (FICC)
  • Real Estate Finance (REF)
  • Block Trades
  • Share Repurchase
  • Prime Brokerage: Fund Services
  • Structured Products

Schedule a Consultation with the PWM Team

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Penta Wealth Management

info@pentawm.com | 57 River Street, Suite 301, Wellesley, MA 02481

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© 2024 Penta Wealth Management

Investment and advisory services are provided by Empirical Asset Management, headquartered at 57 River Street, Suite 301, Wellesley, MA 02481.

Investments Held with Charles Schwab & Co.

Penta Wealth Management is proud to announce that we have been named as one of the Top Wealth Management Services Providers of 2023 by Banking CIO Outlook. The list recognizes the top firms who are at the forefront of delivering wealth management services and was determined using market research focused on peer/client recommendations and best practices. We are honored by this acknowledgment and proud of our team’s commitment to excellence.

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